Ralph Waldo
Emerson’s “The American Scholar”
Paragraphs 1-7
- Man Thinking
Emerson
opens "The American Scholar" with greetings to the college president
and members of the Phi Beta Kappa Society of Harvard College. Pointing out the
differences between this gathering and the athletic and dramatic contests of
ancient Greece, the poetry contests of the Middle Ages, and the scientific
academies of nineteenth-century Europe, he voices a theme that draws the entire
essay together: the notion of an independent American intelligentsia that will
no longer depend for authority on its European past. He sounds what one critic
contends is "the first clarion of an American literary renaissance,"
a call for Americans to seek their creative inspirations using America as their
source, much like Walt Whitman would do in Leaves of Grass eighteen
years later. In the second paragraph, Emerson announces his theme as "The
American Scholar" not a particular individual but an abstract ideal.
The
remaining five paragraphs relate an allegory that underlies the discussion to
follow. According to an ancient fable, there was once only "One Man,"
who then was divided into many men so that society could work more efficiently.
Ideally, society labors together — each person doing his or her task — so that
it can function properly. However, society has now subdivided to so great an
extent that it no longer serves the good of its citizens. And the scholar,
being a part of society, has degenerated also. Formerly a "Man
Thinking," the scholar is now "a mere thinker," a problem that
Emerson hopes to correct successfully by re-familiarizing his audience with how
the true scholar is educated and what the duties of this scholar are.
Paragraphs 8-9 - The Influence of Nature
In these
two paragraphs comprising the first section on how a scholar should be
educated, Emerson envisions nature as a teacher that instructs individuals who
observe the natural world to see — eventually — how similar their minds and
nature are. The first similarity he discusses concerns the notion of circular
power — a theme familiar to readers of the Nature essay — found in
nature and in the scholar's spirit. Both nature and the scholar's spirit,
"whose beginning, whose ending he never can find — so entire, so
boundless," are eternal.
Order is
another similarity — as it is in Nature — between the scholar and
nature. At first, the mind views a chaotic and infinite reality of individual
facts, but then it begins to classify these facts into categories, to make
comparisons and distinctions. A person discovers nature's laws and can
understand them because they are similar to the operations of the intellect.
Eventually, we realize that nature and the soul — both proceeding from what
Emerson terms "one root" — are parallel structures that mirror each
other (Emerson's term for "parallel" may be misleading; he says that
nature is the "opposite" of the soul). So, a greater knowledge of
nature results in a greater understanding of the self, and vice versa. The
maxims "Know thyself" and "Study nature" are equivalent:
They are two ways of saying the same thing.
Paragraphs 10-20 - The Influence of the Past
Emerson
devotes much of his discussion to the second influence on the mind, past
learning — or, as he expresses it, the influence of books. In the first three
paragraphs of this section, he emphasizes that books contain the learning of
the past; however, he also says that these books pose a great danger. While it
is true that books transform mere facts ("short-lived actions") into
vital truths ("immortal thoughts"), every book is inevitably a
partial truth, biased by society's standards when it was written. Each age must
create its own books and find its own truths for itself.
Following
this call for each age's creating truth, Emerson dwells on other dangers in
books. They are dangerous, he says, because they tempt the scholar away from
original thought. Excessive respect for the brilliance of past thinkers can
discourage us from exploring new ideas and seeking individualized truths.
The worst
example of slavish deference to past thinkers is the bookworm, a pedant who
focuses all thought on trivial matters of scholarship and ignores large,
universal ideas. This type of person becomes passive and uncreative, and is the
antithesis of Emerson's ideal of the creative imagination: "Man hopes.
Genius creates. To create, — to create, — is the proof of a divine
presence." The non-creative bookworm is more spiritually distanced from
God — and, therefore, from nature — than is the thinker of original thoughts.
But the
genius, too, can suffer from the undue influence of books. Emerson's example of
this kind of sufferer are the English dramatic poets, who, he says, have been
"Shakespearized" for two hundred years: Rather than producing new,
original texts and thoughts, they mimic Shakespeare's writings. Citing an
Arabic proverb that says that one fig tree fertilizes another — just like one
author can inspire another — Emerson suggests that true scholars should resort
to books only when their own creative genius dries up or is blocked.
The last
three paragraphs of this section refer to the pleasures and benefits of
reading, provided it is done correctly. There is a unique pleasure in reading.
Because ancient authors thought and felt as people do today, books defeat time,
a phenomenon that Emerson argues is evidence of the transcendental oneness of
human minds. Qualifying his previous insistence on individual creation, he says
that he never underestimates the written word: Great thinkers are nourished by
any knowledge, even that in books, although it takes a remarkably independent
mind to read critically at all times. This kind of reading mines the essential
vein of truth in an author while discarding the trivial or biased.
Emerson
concedes that there are certain kinds of reading that are essential to an
educated person: History, science, and similar subjects, which must be acquired
by laborious reading and study. Foremost, schools must foster creativity rather
than rely on rote memorization of texts: ". . . [schools] can only highly
serve us, when they aim not to drill, but to create."
Paragraphs 21-30 - The Influence of Action
In this
third section, Emerson comments on the scholar's need for action, for physical
labor. He rejects the notion that the scholar should not engage in practical
action. Action, while secondary to thought, is still necessary: "Action is
with the scholar subordinate, but it is essential." Furthermore, not to
act — declining to put principle into practice — is cowardly. The
transcendental concept of the world as an expression of ourselves makes action
the natural duty of a thinking person.
Emerson
observes the difference between recent actions and past actions. Over time, he
says, a person's past deeds are transformed into thought, but recent acts are
too entangled with present feelings to undergo this transformation. He compares
"the recent act" to an insect larva, which eventually metamorphoses
into a butterfly — symbolic of action becoming thought.
Finally,
he praises labor as valuable in and of itself, for such action is the material
creatively used by the scholar. An active person has a richer existence than a
scholar who merely undergoes a second-hand existence through the words and
thoughts of others. The ideal life has "undulation" — a rhythm that
balances, or alternates, thought and action, labor and contemplation: "A
great soul will be strong to live, as well as strong to think." This cycle
creates a person's character that is far superior to the fame or the honor too
easily expected by a mere display of higher learning.
Paragraphs 31-45 - The Scholar's Duties
After
Emerson has discussed how nature, books, and action educate the scholar, he now
addresses the scholar's obligations to society. First, he considers these
obligations in general, abstract terms; then he relates them to the particular
situation of the American scholar.
The
scholar's first and most important duty is to develop unflinching self-trust
and a mind that will be a repository of wisdom for other people. This is a
difficult task, Emerson says, because the scholar must endure poverty,
hardship, tedium, solitude, and other privations while following the path of
knowledge. Self-sacrifice is often called for, as demonstrated in Emerson's
examples of two astronomers who spent many hours in tedious and solitary
observation of space in order to make discoveries that benefited mankind. Many
readers will wonder just how satisfying the reward really is when Emerson
acknowledges that the scholar "is to find consolation in exercising the
highest functions of human nature."
The true
scholar is dedicated to preserving the wisdom of the past and is obligated to
communicating the noblest thoughts and feelings to the public. This last duty
means that the scholar — "who raises himself from private considerations,
and breathes and lives on public illustrious thoughts" — must always
remain independent in thinking and judgment, regardless of popular opinion,
fad, notoriety, or expediency. Because the scholar discovers universal ideas,
those held by the universal human mind, he can communicate with people of all
classes and ages: "He is the world's eye. He is the world's heart."
Although
he appears to lead a reclusive and benign life, the scholar must be brave
because he deals in ideas, a dangerous currency. Self-trust is the source of
courage and can be traced to the transcendental conviction that the true
thinker sees all thought as one; universal truth is present in all people,
although not all people are aware of it. Instead of thinking individually, we
live vicariously through our heroes; we seek self-worth through others when we
should search for it in ourselves. The noblest ambition is to improve human
nature by fulfilling our individual natures.
Emerson
concludes the essay by observing that different ages in Western civilization,
which he terms the Classic, the Romantic, and the Reflective (or the
Philosophical) periods, have been characterized by different dominant ideas,
and he acknowledges that he has neglected speaking about the importance of
differences between ages while speaking perhaps too fervently about the
transcendental unity of all human thought.
Emerson
now proposes an evolutionary development of civilization, comparable to the
development of a person from childhood to adulthood. The present age — the
first half of the 1800s — is an age of criticism, especially self-criticism.
Although some people find such criticism to be an inferior philosophy, Emerson
believes that it is valid and important. Initiating a series of questions, he
asks whether discontent with the quality of current thought and literature is
such a bad thing; he answers that it is not. Dissatisfaction, he says, marks a
transitional period of growth and evolution into new knowledge: "If there
is any period one would desire to be born in,is it not the age of Revolution;
when the old and the new stand side by side, and admit of being compared; . . .
This [present] time, like all times, is a very good one, if we but know what to
do with it."
Emerson
applauds the views of English and German romantic poets like Wordsworth and
Goethe, who find inspiration and nobility in the lives and work of common
people. Instead of regarding only royal and aristocratic subjects as
appropriate for great and philosophical literature, the Romantic writers reveal
the poetry and sublimity in the lives of lower-class and working people. Their
writing is full of life and vitality, and it exemplifies the transcendental
doctrine of the unity of all people. Ironically, we should remember that at the
beginning of the essay, Emerson advocated Americans' throwing off the European
mantle that cloaks their own culture. Here, he distinguishes between a European
tradition that celebrates the lives of common people, and one that celebrates
only the monarchical rule of nations: "We have listened too long to the
courtly muses of Europe."
Making
special reference to the Swedish philosopher and mystic Emanuel Swedenborg,
Emerson contends that although Swedenborg has not received his due recognition,
he revealed the essential connection between the human mind and the natural
world, the fundamental oneness of humans and nature. Emerson finds much
inspiration for his own thinking and writing in the doctrines of Swedenborg.
In his
long, concluding paragraph, Emerson dwells on the romantic ideal of the
individual. This fundamentally American concept, which he develops at much
greater length in the essay "Self-Reliance," is America's major
contribution to the world of ideas. The scholar must be independent,
courageous, and original; in thinking and acting, the scholar must demonstrate
that America is not the timid society it is assumed to be. We must refuse to be
mere purveyors of the past's wisdom: ". . . this confidence in the
unsearched might of man, belongs by all motives, by all prophecy, by all
preparation, to the American Scholar," who will create a native, truly
American culture.
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